Hkma supervisory policy manual cr-g-7

(PDF) Supervisory Policy Manual CG-1 Corporate …Regulatory Hot Issues - PwC HKHong Kong Monetary Authority (HKMA) Authoritative … 427 If a loan is guaranteed an AI should include either 42 Supervisory Policy Manual CG-1 Corporate Governance of Locally V.2 – 03.08.12 Incorporated Authorized Institutions 10.3 Fit and proper test 10.3.1 To enable the HKMA to consider whether a proposed candidate for appointment to an AI’s board or as its chief executive, alternative chief executive or executive officer (within the meaning in HUAWEI CLOUD Compliance with Hong Kong Financial …FIN4005_Topic 4_Brian(2017)s.ppt - FIN4005 Credit Risk Margin Requirements for Non-Centrally Cleared OTC Capital Requirements Regulation (CRR): REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/20122020-4-29 · guaranteed exposures (iii) Supervisory Policy Manual on Collateral and Guarantees (CR -G-7): It is not unreasonable to treat these guaranteed loans as secured’ • Funding: extension of existing standby liquidity facilities (SLF) and expectation that banks implement processes to …Procedure: 4.1.4p. (III.D.) Categories of Employment2021-8-28 · 0.8 1.7 1.5 1.8 Area (sq.km) 17,900 783 56,000 36,800 Population (mn) 7.6 8.6 70.0 43.8 • Strengthen Hong Kongs status as a global offshore RMB business hub • Population, trade and capital flows create opportunities for payment, banking and wealth management services • Enjoy mutual financial market access in the GBAHitachi Astemo, Ltd. Business Strategy Web Conference. Jan. 6, 2021. Hitachi Automotive Systems, Keihin, Showa and Nissin Kogyo Conclude Management Integration and Commence Operations as Hitachi Astemo. Nov. 18, 2020. Announcement for Assignment of Board Directors and Audit & Supervisory Board Members of Hitachi Astemo, Ltd. Nov. 18, 2020.MANUAL - University of Toronto2021-3-23 · Policy Manual - 1 Policy Manual 103.1 PURPOSE AND SCOPE The manual of the University of Maryland, Baltimore Police Department is hereby established and shall be referred to as the Policy Manual or the manual. The manual is a statement of the current policies, procedures, rules and guidelines of this department. All members are to conform to the2016-1-3 · 6.3 The links between SHS and the supervisory reporting frameworks 89 6.4 Conclusion 89 GLOSSARY 91 7 ANNEXES 99 7.1 Most relevant legal acts 99 7.2 The main methodological elements: MIR-BSI-SHS-FINREP-COREP 106 7.3 Bridging BSI requirements with FINREP equivalent 130 7.3.1 Reconciliation between loan/deposit valuation methods 1302012-8-30 · prescribed in section 4.2 of the HKMA Supervisory Policy Manual module SB-1 “Supervision of Regulated Activities of SFC-Registered Authorized Institutions”. (c) Appendices D and E of the Guidelines – (II) Conditional Exemption The relevant RI should ensure that the conditions specified in Appendix D or E (whichever is2019-10-16 · Hong Kong Monetary Authority (“HKMA”), the following key financial information has been provided. The information is also available at the Branch of the Bank and the Public Registry of HKMA. 30 June 2013 US$000 30 June 20121 US$000 Interest income 316 362 Interest expense (326) (390) Net Interest expense (10) (28)2021-8-6 · Medicare Benefit Policy Manual . Chapter 7 - Home Health Services . Table of Contents (Rev. 10738, 05-07-21) Transmittals for Chapter 7 . 10 - Home Health Prospective Payment System (HH PPS) 10.1 - National 30-Day Period Payment Rate 10.2 - Adjustments to the 30-Day Episode Rates 10.3 - Continuous 60-Day Episode RecertificationsCircular of Supervisory Policy Manual (SPM): RE-1 “Recovery Planning” HKMA, 19 Jun 2020. The Monetary Authority issues by notice in the Gazette today a revised version of the SPM module RE-1 “Recovery Planning” (as attached) as a statutory guideline under section 7(3) of the Banking Ordinance.Supervisory Policy Manual - Hong Kong dollarHKMA consults on revisions to margin and risk mitigation CMS Manual System2015-10-16 · You just clipped your first slide! Clipping is a handy way to collect important slides you want to go back to later. Now customize the name of a clipboard to store your clips.2020-4-1 · in accordance with the principles stated in the HKMA Supervisory Policy Manual “Stress-testing”. NCB became the wholly subsidiary of China Cinda Asset Management Co Ltd (China Cinda) in May 2016. Being a member of China Cinda Group, synergic operation among the China Cinda Group is one of the major business model of the Group with2017-7-20 · 7. Date/Time of collection 8. Collector’s initials For microbiology, histology, and cytology requests: 9. Specimen type or body site B. Requisitions may be computer generated or manual. The person completing the requisition should ensure that the …AWS VIRTUAL BANKING USER GUIDEHong Kong Monetary Authority enhances supervision of …Supervisory Policy Manual - Hong Kong dollar2017-11-1 · supervisory processes, concluding that compliance with the Guidelines will be viewed as relevant to assessing whether a supervised institution is fit and proper” “ to remain licensed to conduct regulated activities in Hong Kong. The HKMA intends to incorporate the Guidelines into its Supervisory Policy Manual in dueIC 1 General Risk Management Controls Hong Kong :ic 1 HONG KONG MONETARY AUTHORITY - hktr.hkma.gov.hkASIFMA Response to HKMA Consultation PaperCOVID-19 Related Circulars Or Guidance (Non-Exhaustive 2021-8-23 · This package provides the components that you will need to install the Hong Kong Monetary Authority (HKMA) Supervisory Policy Manual TM G-1 Authoritative Source Content. Please review the RSA Archer Content Import Tip Sheet for instructions on how to …2017-2-1 · (“HKMA”) recently issued a Supervisory Policy Manual RE-1“(SPM RE-1”) on Recovery Planning. This step by the HKMA follows international regulators in providing guidance in establishing the bank’s recovery plans. The SPM RE-1 is largely aligned with the key attributes set out by the FSB in November 2011 (“Key Attributes”) as well 2020-4-17 · guaranteed exposures (iii) Supervisory Policy Manual on Collateral and Guarantees (CR -G-7): It is not unreasonable to treat these guaranteed loans as secured’ • Funding: extension of existing standby liquidity facilities (SLF) and expectation that banks implement processes to …Financial Regulation in Hong Kong: Time for a Change European Commission consults on EMIR equivalence …2019-7-10 · Supervisory Policy Manual CR-G-8 Large Exposures and Risk Concentrations V.3 - Consultation must not exceed 15% of its Tier 1 capital. A G-SIB-linked group is an LC group in which an entity is an international G-SIB 3 or local G-SIB. A locally incorporated AI is not a local G …FSB G20 Monitoring Progress Hong Kong Sep 20112019-8-8 · Supervisory Policy Manual (SPM): CR-L-1 "Consolidated Supervision of Concentration Risks: BELR Rule 6" and CR-L-5 "Major Acquisitions and Investments: BELR Part 3" (PDF File, 242.7 KB) Thu, 08/08/2019 - 17:00. Categories: Regulatory Updates, Sanctions in Action.HKMA Circular on Credit Risk Management for Personal 2020-2-2 · by the Hong Kong Monetary Authority (HKMA) Supervisory Policy Manual CG-5: Guideline on a Sound Remuneration System (HKMA Guidelines); and the 2019 remuneration disclosures of ANZ, relating to employees identified as United Kingdom (UK) Material Risk Takers (MRTs) for ANZ Bank (Europe) Limited (ANZBEL), as required by theSecurity, Risk, Compliance & Controls - Cybersecurity 2016-11-23 · 7. Preliminary Investigation 35-40 8. Action on Investigation Report 41 9. Consultation with Central Vigilance Commission 42-56 10. Suspension 57-71 11. Minor Penalty Proceedings 72-75 12. Drafting and Issue of Charge Sheet 76-87 13. Appointment of Inquiring Authority and Presenting Officer 88-91 14. Functions of Inquiry Officer 92-100 15.COVID-19 Related Circulars or Guidance (Non-Exhaustive 2019-4-12 · Supervisory Policy Manual CR-G-10 Problem Credit Management V.1 – 29.06.01 8 Association of Banks and the Hong Kong Deposit-taking Companies Association and endorsed by the HKMA. 3.7 Professional advice 3.7.1 AIs should lay down criteria and procedures for seeking professional advice from external lawyers andHong Kong Monetary Authority (HKMA) Supervisory Policy HKG: HKMA Guidelines and Circulars | Please Be InformedHong Kong SFC and HKMA issue new guidelines for …China CITIC Bank International2017-5-16 · HKMA – Supervisory Policy Manual. Singapore. Monetary Authority of Singapore (MAS) MAS Covered Entities entering into in-scope uncleared OTC derivatives booked in Singapore are required to MFI balance sheet and interest rate statistics, securities 2018-5-26 · The ORI Introduction to the Responsible Conduct of Research is not an official policy statement or guideline and should not be viewed as such. While every effort has been made to present an accurate description of Federal rules and the practices2021-7-6 · SPM module CR-G-7 - applying the underlying principle of paragraph 3.2.4 of the module taking into account the PLGS arrangements, HKMA would not consider it unreasonable for an AI to regard the cover of the Governments commitment for the PLGS as enabling the AI to treat an exposure to HKMC under the PLGS as "secured" (in the sense of there 2015-1-2 · ASCC Human Resources – Standard Operating Procedures 5 9/2016 Step-by-Step Process * CS = Career Service, CT= Contracts STEPS Description of Action *CS CT #1 A. Division (Vacancy/New Position fill-out and complete the “Personnel Action Request – Recruitment” Form: Section I –Division’s Request InformationPRU APP11 SUPERVISORY REVIEW AND EVALUATION PROCESSES; PRU APP12 PUBLIC DISCLOSURE REQUIREMENTS; Fees Rules (FEES) [VER12.250521] Glossary (GLO) [VER12.310321] General Rulebook (GEN) [VER05.030220] Prudential — Insurance Business (PIN) [VER03.030220] Conduct of Business Rulebook (COBS) [VER10.310321] Captive Insurance Business Rules (CIB Hong Kong Corporate and Regulatory Insights | Hogan 2017-11-1 · supervisory processes, concluding that compliance with the Guidelines will be viewed as relevant to assessing whether a supervised institution is fit and proper” “ to remain licensed to conduct regulated activities in Hong Kong. The HKMA intends to incorporate the Guidelines into its Supervisory Policy Manual in due2019-5-8 · The Supervisory Policy Manual of HKMA sets out the latest supervisory policies and practices, the minimum standards authorized institutions are expected to attain to satisfy the requirements of the Banking Ordinance, and the recommendations on best practices that …The Hongkong and Shanghai BankingIMF Country Report No. 15/89 UNITED STATESManan “Leo” Q. - FinTech and RegTech Mentor - F10 2020-1-15 · CMS Manual System Department of Health & Human Services (DHHS) Pub 100-02 Medicare Benefit Policy Centers for Medicare & Medicaid Services (CMS) Transmittal 266 Date: January 15, 2020 Change Request 11605. Note: Transmittal 264, dated December 20, 2019, is being rescinded and replaced by Transmittal 266,Prudential regulation of banks in Hong Kong - LexologyOn 25 May 2020, the Hong Kong Monetary Authority published a revised Module CR-G-14 of the Supervisory Policy Manual which contains the HKMA’s margin requirements and other risk mitigation standards for non-centrally cleared derivatives transactions. The market is invited to respond to the proposed revisions by 25 June 2020.As technology advances, will accountability be a casualty 2006-9-26 · October 20, 2000 Page 7 structures, assigned to specific tasks or projects, etc. Team membership is not necessarily limited to a specific agency or functional unit. 6. ACRONYMS ACRONYMS EO/CR - Equal Opportunity/Civil Rights EPF - Employee Performance Folder OTI - Opportunity to Improve RIF - Reduction-in-Force 7.2020-1-21 · HKMA’s Circular on Supervisory Policy Manual module LM-1 HKMA’s Circular on five SPM modules Brian Yiu Partner +852 2289 1934 [email protected] Introduction HKMA revisions to Supervisory Policy Manual (SPM) modules HKMA consultation on proposed common assessment framework on green and sustainable banking SFC provides licensing guidanceSpecifications of HKD HIBOR (26 Apr 2021)Download "Supervisory Policy Manual" Download Document. Maurice Owen; (see section 6 of CR-G-7 "Collateral and Guarantees" for further guidance); and the arrangements for ensuring compliance with the AIs policy on exposures to connected parties, including the specific officers responsible for this. 12 An exception may be appropriate for 2021-8-23 · This package provides the components that you will need to install the Hong Kong Monetary Authority (HKMA) Supervisory Policy Manual TM G-1 Authoritative Source Content. Please review the RSA Archer Content Import Tip Sheet for instructions on how to …2 days ago · 19 July 2021 - The Civil Service Commission (CSC), in partnership with the Film Development Council of the Philippines (FDCP), will hold an online film showing and Zumba session to raise funds for government workers who died in the line of duty. Registration starts today, 19 July, and ends on 13 August.Contractor Compliance Manual - Delaware Department …2012-10-11 · Supervisory Policy Manual CA-G-3 Use of Internal Models Approach to Calculate Market Risk V.3 – 11.10.12 5 “credit migration risk” means the potential for an AI to incur direct and indirect losses if there were a downgrade or upgrade in an internal or external rating of an exposure or a person (however described);RECOVERY PLANNING - DeloitteRegulation Process Maps, HKMA Circulars 20122021-8-3 · View Notes - FIN4005_Topic 4_Brian(2017)s.ppt from FIN 4005 at Hang Seng Management College. FIN4005 Credit Risk Management TOPIC 4: Writing …topic 2 competence eng - sfc.hkHong Kong Monetary Authority - Supervisory Policy Manual2019-5-21 · Supervisory Policy Manual CR-G-7 Collateral and Guarantees V.1 – 29.06.01 1 This module should be read in conjunction with the Introduction and with the Glossary, which contains an explanation of abbreviations and other terms used in this Manual. If reading on-line, click on blue underlined headings to activate hyperlinks to the relevant module.ER 1110-2-2902. CECW-EH-D. Prescribed Procedures for the Maintenance and Operation of Shore Protection Works. 6/30/1989. ER 1110-2-4401. CECW-EC. Clearances for Electric Power Supply Lines and Communication Lines Over Reservoirs. 2/28/2021.Benny Wong - Hong Kong SAR | Professional Profile | …AWS User Guide to Financial Services Regulations 2020-4-24 · guaranteed exposures (iii) Supervisory Policy Manual on Collateral and Guarantees (CR -G-7): It is not unreasonable to treat these guaranteed loans as secured’ • Funding: extension of existing standby liquidity facilities (SLF) and expectation that banks implement processes to …Application | RulebookIMF Country Report No. 14/207 PEOPLES REPUBLIC OF …Supervisory Policy Manual - HKICPA2020-9-11 · HKMA revised the Supervisory Policy Manual module CR-G-14 on margin and other risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives transactions. HKMA issued the revised module CR-G-14 as a statutory guideline under section 7 (3) of …2017-1-1 · SPM Supervisory Policy Manual SRO Self-regulatory organizations . PEOPLE’S REPUBLIC OF CHINA––HONG KONG SPECIAL ADMINISTRATIVE REGION supervisory authority. 2. The HKMA is maintaining its commitment to the international regulatory reform agenda and is an early adopter of many standards.Hong Kong SFC and HKMA issue new guidelines for …2020-2-1 · 7: 12: 6: HKMA General Principles for Technology Risk Management: Regulation or Statute: 7: 9: 0: HKMA Supervisory Policy Manual TM-G-2 Business Continuity Planning: Contractual Obligation: 7: 17: 0: ISF Standard of Good Practice 2013: Best Practice Guideline: 7: 10: 2: ISO 20000-1 2nd Ed: International or National Standard: 7: 43: 4: ISO 20000 CMS Manual System2019-10-18 · As defined by HKMA Supervisory Policy Manual, including employees whose duties or activities in the course of their employment involve the assumption of material risk or the taking on of material exposure on behalf of the Authorised Institution. Long Term Incentive (LTI) A performance-based remuneration arrangement which grants benefits to2021-7-21 · HKMA SPM CG-7 On 23 August 2013, the HKMA updated and published its Supervisory Policy Manual ("SPM") CG-7 Code of Conduct for Benchmark Submitters (V.2 – 28.08.13) (the "CG-7" or the "Code") to set out the minimum standards on systems of control which the HKMA expects AIs, which are submitting rates for theHKMA Supervisory Policy Manual HKMA Guidelines HKMA Banking Policy and Supervision CAP155 Banking Ordinance Sample Process Maps for HKMA Regulations CR-G-7 Collateral and guarantees: 1 Apr 04. CR-G-8 Large exposures and risk concentrations: 29 Jun 01. CR-G …2020-5-25 · By Regulatory News. May 25, 2020. HKMA is consulting on revisions to the Supervisory Policy Manual module CR-G-14 on margin and other risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives transactions. The module sets out minimum standards that HKMA expects authorized institutions to adopt in relation to margin Derivatives 2021 | Laws and Regulations | Hong Kong | ICLGSupervisory Policy Manual - hkicpa.org.hkVirtual Bank Authorisation: HKMA Issues New Guideline2021-4-25 · 7. Reporting Controlling Persons of settlors that are Entities The Standard provides that where the settlor of a trust is an Entity, Reporting Financial Institutions must also identify the Controlling Person(s) of the settlor and report them as Controlling Person(s). Are the ControllingHong Kong 2013 IMN Survey of National Progress in the 2013-12-27 · The HKMA Supervisory Policy Manual, Module IC-1 provides that the compliance function should have appropriate standing and authority within an AI, with a direct reporting line to a designated committee (e.g., Audit Committee) or senior management.Laboratory Manual - Atrium Health[collection as of April 29, 2020] - PwC Blogs2019-6-17 · 17 June 2019 1. FSB member jurisdictions’ national regulation and supervisory guidance on compensation . Relevant links . Country2018-10-31 · Supervisory Policy Manual IC-3 Reporting Requirements Rela ting to Authorized Institutions’ External Auditors under the Banking Ordinance Consultation 7 - constitutes on the part of a registered AI3 a failure to comply with certain provisions or rules made under the Securities and Futures Ordinance (“SFO”) (see subsection 5.2 below).AWS User Guide to the Hong Kong Monetary Authority …2021-8-14 · In December 2016, the Hong Kong Monetary Authority (HKMA) released a final draft of Supervisory Policy Manual CR-G-14, which contains margin requirements and risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivative transactions undertaken by authorised institutions.Regulators in other jurisdictions, including Europe, the US, Australia, India, Japan and …Regulation Process Maps, HKMA Supervisory Policy ManualASCC Human Resources – Standard Operating Procedures2015-3-16 · Policy Division), and the staff of the HKMA for the professional and efficient cooperation extended to the Assessment Team throughout the assessment. 2 Some of these issues, Hong Kong’sincluding compliance with the Basel Core Principles for Effective Banking Supervision7. To the extent that your personal data is processed on the grounds of your consent, you have the right to withdraw that consent. Withdrawal of consent has no bearing on the legitimacy of processing that was performed prior to the withdrawal. 8. You also have the right to file a complaint to a supervisory data protection authority.Regulatory Reporting Introduction and OverviewArthur Yuen: Regtech in the smart banking era - a (ii) a comparability determination in respect of the counterparty’s margin requirements has been issued by the SFC or HKMA; or (iii) an AI which avails itself of substituted compliance under the HKMA margin regime29 to follow the margin requirements of the AI’s home jurisdiction2021-9-2 · Monetary Authority (‘HKMA’) Supervisory Policy Manual CG-5 ‘Guideline on a Sound Remuneration System’. References to ‘HSBC’, ‘the Group’ or ‘the HSBC Group’ within this document mean HSBC Holdings plc together with its subsidiaries. Within this document the Hong Kong Special Administrative Region of the People’s Republic 2020-9-11 · Supervisory Policy Manual CR-G-14 Non-centrally Cleared OTC Derivatives Transactions – Margin and Other Risk Mitigation Standards V.2 – 11.09.20 7 • imposition of higher capital requirements for OTC derivatives that are not centrally cleared. 1.2.3 …Introduction to the Responsible Conduct of ResearchSupervisory Policy Manual IR-1 Interest Rate Risk Management V.1 - 13.12.02 7 differences in the timing of accrual changes (repricing risk), changing rate and yield curve relationships (basis and yield curve risks) and option positions. 3.2.3 Market interest rate changes can also have an impact on banking activities that generate fee-based and 2017-12-18 · 4. “Supervisory Policy Manual” refers to HKMA’s Supervisory Policy Manual modules CG-1 “Corporate Governance of Locally Incorporated Authorized Institutions” (version 3) issued on 6 October 2017 & CG-5 “Guideline on a Sound Remuneration System” (version 2) issued on 12 March 2015.2020-6-21 · Authorized Institutions) issued by the HKMA for use by authorized institutions or to have regard to paragraphs 4.1.6, 7.13 and 7.14 of this Guideline by RIs may reflect adversely on their fitness and properness and may be considered to be misconduct. The nature of money laundering and terrorist financing s.1, The term Sch. 1,CR-G-8 - Supervisory Policy Manual CR-G-8 Large …2020-10-3 · Manual sets out the HKMAs supervisory approach to outsourcing and the major points which the HKMA recommends AIs to address when outsourcing their activities, including the use of cloud services. Supervisory Policy Manual on General Principles for Technology RiskPRU 4 CREDIT RISK | Rulebook - Thomson ReutersMedicare Claims Processing Manual2019-12-27 · December 27, 2019. HKMA published revised versions of five Supervisory Policy Manual modules, in the Gazette, as statutory guidelines under the Banking Ordinance. All of these modules relate to the guidance on Banking (Exposure Limits) Rules (BELR). The Supervisory Policy Manual modules are CR-G-8 on “Large Exposures and Risk Concentrations Hong Kong - United States Department of State2014-9-19 · Other actions (such as supervisory actions), please specify: The SFC participates in IOSCO’s workgroup on non-banking SIFIs for funds, which is currently drafting a joint consultation report with TFUFE and WS3 of the FSB by end 2013. The SFC participated in the project which led to the policy recommendations on MMF issued in Oct 2012.2018-11-9 · 7. The Guide deduces from the CRD IV ICAAP provisions seven principles that will be considered, inter alia, in the assessment of each institution’s ICAAP as part of the SREP. These principles will also be referred to in discussions with individual institutions in the supervisory dialogue. 8.2008-5-7 · in any form and includes orders, e.g., notes, phone conferences, team conferences and billing for physician services during which the medical record or the patient’s history would, in good practice, be reviewed and would indicate therapy treatment is in progress. 5917.6 ; The guidance for delayed certification has not been changed.2019-4-25 · in accordance with the principles stated in the HKMA Supervisory Policy Manual “Stress-testing”. NCB became the wholly subsidiary of China Cinda Asset Management Co Ltd (China Cinda) in May 2016. Being a member of China Cinda Group, synergic operation among the China Cinda Group is one of the major business model of the Group withCarltonsSnapshot: the regulatory framework for financial services 2018-8-9 · Supervisory Policy Manual (SPM): Revised module CR-G-13 “Counterparty Credit Risk Management” Mon, 02/07/2018 - 17:00 Categories: Regulatory Updates , Sanctions in ActionHUAWEI CLOUD Compliance with Hong Kong Financial …Financial Services Risk and Regulation - PwC HK12 rowsThis page provides on overview of supervisory reporting requirements. With the entry into force of the CRD IV/CRR framework new reporting requirements become applicable which are defined by the EBA via technical standards or guidelines.A pathway for a more efficient and proportionate supervisory reporting. documentsInteractive Implementing Technical Standards on SupervisoryThese were first implemented in Hong Kong in 2017 by the Hong Kong Monetary Authority ("HKMA"), as set out in Chapter CR-G-14 of the Supervisory Policy Manual issued by HKMA, and titled "Non-Centrally Cleared OTC Derivative Transactions – Margin and other Risk Mitigation Standards" (the "HKMA Rules").